Creating Your Investment Policy Statement and Portfolio Plan

Posted on | by Linus

Investment Project Assignment Instructions

Overview

Please discuss and analyze your own investment management process (IMP) and develop your own investment policy statement (IPS) with regard to wealth creation and retirement planning. Discuss investment objectives and constraints in the development of your IPS.  Comprehensively integrate the topics learned throughout the course.

 

Instructions

You should provide slide speaker’s notes with each slide in the PPT to describe how the material applies to your own retirement plans.

Please make sure to write a paragraph description as slide notes commenting on your thoughts relative to each of the bullet points provided on the three tables to be examined.

Just providing a word or an incomplete sentence relative to the bullet point will not be eligible to earn full credit.  You will earn a significantly lower grade if the PPT slides do not have written speaker’s notes included in the analysis.  Again, just retyping the material in the tables is highly insufficient, and your grade will reflect any lack of analysis and application.

 

The PowerPoint and the video presentation should cover the material points in tables 22.1, 22.2, and 22.3 on page 690 in the text in Chapter 22.  Each point should be focused on the construction of your own strategies for retirement/estate-planning portfolio endeavors.  Please review the CFA Institute’s Investment Management Process (Figure 22.1) on page 689 at the beginning of the chapter 22 material.

Table 22.1 addresses the “Components of the Investment Management Process”, to include the topics of planning, execution of the portfolio construction and revisions, and the feedback process.  10 to 14 slides at a minimum should be dedicated to this table’s material.

Table 22.2 addresses the “Components of the Investment Policy Statement (IPS)”.  Note that the nine points should be addressed in your presentation.  Remember that you are the client.  This is an applied future prescriptive exercise assignment. 9 to 10 PPT slides should be dedicated to this table’s material.

Table 22.3 addresses the “Determination of Portfolio Policies”, to include the objectives and the constraints.  7 to 10 PPT slide­­s should be dedicated to this table’s material.

There should be a “minimum” of 26-34 slides in total addressed in the presentation and analysis of the tables.

 

 

Please provide a Kaltura Video and present a PowerPoint presentation with a minimum of 26-34 slides. The presentation does not have to be in a current APA format, and you may utilize the first person since you are commenting on your analysis of the creation of your own IPS. A presentation of a 15-minute minimum (with a limit of 20 minutes) is required in Kaltura.  No points will be deducted if your video runs over the 20-minute ceiling by a few minutes, so make sure to speak freely in presenting your investment strategies.

You may choose to talk through the power-points in your Kaltura video with the webcam or without the webcam during the presentation.  You will have this choice as you set up the Kaltura video.  Please make sure that the power-point thoroughly addresses each of the points in tables 22.1, 22.2, and 22.3.

 

Struggling with where to start this assignment? Follow this guide to tackle your assignment easily!

This assignment asks you to analyze your own investment management process (IMP) and develop an Investment Policy Statement (IPS) while considering wealth creation and retirement planning. You will present your work through a PowerPoint with 26–34 slides and a Kaltura video with speaker notes that demonstrate your personal strategy. Follow these steps to structure your work efficiently.

Step 1: Review the Core Material

  • Review Chapter 22 in your textbook, especially:

    • Figure 22.1 – CFA Institute Investment Management Process

    • Tables 22.1, 22.2, and 22.3 (pages 690 and nearby)

  • Understand each table’s purpose:

    • Table 22.1: Components of the Investment Management Process (planning, portfolio construction, revisions, feedback)

    • Table 22.2: Components of the IPS (nine points for your personal application)

    • Table 22.3: Determination of portfolio policies, including objectives and constraints

Step 2: Create Your Slide Outline

Suggested slide distribution:

  1. Title Slide – Name, course, date

  2. Overview / Objectives – Purpose of your presentation
    3–16. Table 22.1 – Investment Management Process – 10–14 slides

    • Planning phase: goals, risk tolerance, time horizon

    • Execution / portfolio construction: asset allocation, diversification

    • Revisions & feedback: monitoring, rebalancing, performance evaluation
      17–26. Table 22.2 – Investment Policy Statement (IPS) – 9–10 slides

    • Cover all nine points (e.g., investment objectives, risk tolerance, liquidity needs, constraints, benchmarks)
      27–34. Table 22.3 – Portfolio Policies (Objectives & Constraints) – 7–10 slides

    • Define your investment objectives (growth, income, preservation)

    • Define constraints (liquidity, time horizon, taxes, legal, regulatory)

  • Conclusion Slide – Summarize strategy and key takeaways

  • References Slide – Optional if citing sources

Step 3: Write Detailed Speaker Notes

  • Each slide must include a paragraph of speaker notes explaining how the slide content applies to your personal investment strategy.

  • Avoid single words or incomplete sentences; fully explain your decisions, reasoning, and reflections.

  • Example note for an asset allocation slide:

“I have chosen a 60/40 allocation between equities and fixed income to balance growth with risk tolerance. Given my 25-year time horizon until retirement, I can accept short-term volatility while expecting long-term capital appreciation. This allocation aligns with my objective of wealth creation for retirement.”

  • Be first-person narrative, since you are describing your own plan.

Step 4: Integrate Course Concepts

  • Include key concepts learned throughout the course, such as:

    • Risk/return tradeoff

    • Diversification principles

    • Investment constraints and personal financial goals

    • Portfolio monitoring and rebalancing

  • Connect these concepts directly to your IPS and retirement strategy.

Step 5: Prepare Your Kaltura Video

  • Video requirements:

    • Minimum 15 minutes, up to 20 minutes (few extra minutes over is allowed)

    • Present your PPT slides with speaker notes narration

    • Optional webcam

    • Speak clearly, confidently, and in a professional tone

  • Practice beforehand to ensure smooth delivery and timing.

Step 6: Review and Proofread

  • Ensure you have 26–34 slides and all slides include complete speaker notes

  • Check spelling, grammar, and clarity

  • Confirm all table points are covered from 22.1, 22.2, and 22.3

  • Ensure your personal investment plan is realistic, consistent, and reflects course concepts

Step 7: Helpful Resources

 

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