Root-Cause Analysis and Safety Improvement Plan in Healthcare

Assessment 2

Root-Cause Analysis and Safety Improvement Plan

 

For this assessment, you can use a supplied template to conduct a root-cause analysis. The completed assessment will be a scholarly paper focusing on a quality or safety issue in a healthcare setting of your choice as well as a safety improvement plan.

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Introduction

As patient safety concerns continue to be addressed in healthcare settings, nurses can play an active role in implementing safety improvement measures and plans. Often root-cause analyses are conducted and safety improvement plans are created to address sentinel or adverse events such as medication errors, patient falls, wrong-site surgery events, and hospital-acquired infections. Performing a root-cause analysis offers a systematic approach for identifying causes of problems, including process and system-check failures. Once the causes of failures have been determined, a safety improvement plan can be developed to prevent recurrences. The baccalaureate nurse’s role as a leader is to create safety improvement plans as well as disseminate vital information to staff nurses and other healthcare professionals to protect patients and improve outcomes.

As you prepare for this assessment, it would be an excellent choice to complete the Quality and Safety Improvement Plan Knowledge Base activity and to review the various assessment resources, all of which will help you build your knowledge of key concepts and terms related to quality and safety improvement. The terms and concepts will be helpful as you prepare your Root-Cause Analysis and Safety Improvement Plan. Activities are not graded and demonstrate course engagement.

Overview

Nursing practice is governed by healthcare policies and procedures as well as state and national regulations developed to prevent problems. It is critical for nurses to participate in gathering and analyzing data to determine causes of patient safety issues, in solving problems, and in implementing quality improvements.

For this assessment, use the specific safety concern identified in your previous assessment as the subject of a root-cause analysis and safety improvement plan.

Instructions

The purpose of this assessment is to demonstrate your understanding of and ability to analyze a root cause of a specific safety concern in a healthcare setting. You will create a plan to improve the safety of patients related to  the safety quality issue presented in your Assessment Supplement PDF in Assessment 1. Based on the results of your analysis, using the literature and professional best practices as well as the existing resources at your chosen healthcare setting, provide a rationale for your plan.

Use the  Root-Cause Analysis and Safety Improvement Plan [DOCX]  template to help you to stay organized and concise.

Additionally, be sure that your plan addresses the following, which corresponds to the grading criteria in the scoring guide. Please study the scoring guide carefully so you understand what is needed for a distinguished score.

· Analyze the root cause of a patient safety issue or a specific sentinel event in an organization.

· Apply evidence-based and best-practice strategies to address the safety issue or sentinel event.

· Create a viable, evidence-based safety improvement plan.

· Identify existing organizational resources that could be leveraged to improve your plan.

· Communicate in writing that is clear, logical, and professional, with correct grammar and spelling, using current APA style.

Additional Requirements

· Length of submission: Use the provided template to create a 4–6 page root-cause analysis and safety improvement plan. A title page is not required but you must include a reference list as per the template.

· Number of references: Cite a minimum of 3 sources of scholarly or professional evidence that support your findings and considerations. Resources should be no more than 5 years old. Use the  BSN Nursing Program Library Guide  as needed.

· APA formatting: Format references and citations according to current APA style. See the  APA Module .

Competencies Measured

By successfully completing this assessment, you will demonstrate your proficiency in the following course competencies and scoring guide criteria:

· Competency 1: Analyze the elements of a successful quality improvement initiative.

· Apply evidence-based and best-practice strategies to address a safety issue or sentinel event.

· Create a feasible, evidence-based safety improvement plan to address a specific patient safety issue.

· Competency 2: Analyze factors that lead to patient safety risks.

· Analyze the root cause of a specific sentinel event or a patient safety issue in an organization.

· Competency 3: Identify organizational interventions to promote patient safety.

· Identify existing organizational resources that could be leveraged to improve a plan.

· Competency 5: Apply professional, scholarly, evidence-based strategies to communicate in a manner that supports safe and effective patient care.

· Organize content so ideas flow logically with smooth transitions; contains few errors in grammar or punctuation, word choice, and spelling.

· Apply APA formatting to in-text citations and references exhibiting nearly flawless adherence to APA format.

Introduction

Patient safety is a critical concern in healthcare settings, and addressing safety issues requires a structured approach. Root-cause analysis (RCA) is a systematic method used to identify the underlying causes of adverse events, enabling healthcare professionals to implement targeted safety improvement plans. This assessment will analyze a specific patient safety issue, such as medication errors, patient falls, wrong-site surgery, or hospital-acquired infections, and propose an evidence-based improvement plan to prevent recurrence.


Root-Cause Analysis of a Patient Safety Issue

1. Identifying the Safety Concern

The first step in RCA is selecting a specific safety issue that has resulted in adverse patient outcomes. For instance:

  • Medication Errors: Incorrect dosages or administration routes leading to adverse reactions.
  • Patient Falls: Unmonitored high-risk patients experiencing injuries.
  • Wrong-Site Surgery: Surgical errors due to miscommunication or documentation failures.
  • Hospital-Acquired Infections (HAIs): Poor infection control practices leading to increased patient morbidity.

2. Data Collection and Event Analysis

  • Incident reports and patient records will be reviewed to understand the event timeline.
  • Staff interviews and observations will be conducted to assess compliance with safety protocols.
  • Fishbone diagrams or the “5 Whys” method will be used to trace contributing factors.

3. Determining the Root Cause

Common root causes may include:

  • Communication failures (misinterpretation of orders, lack of handoff clarity).
  • System inefficiencies (inadequate electronic health record (EHR) integration).
  • Staffing shortages (leading to fatigue-related errors).
  • Inadequate training or policy enforcement (lack of adherence to infection control measures).

Evidence-Based Strategies to Address the Safety Issue

Based on best practices, several strategies can be implemented to mitigate safety risks:

  • For Medication Errors: Implement barcode medication administration (BCMA), enhance electronic prescribing systems, and introduce pharmacist-led medication reconciliation.
  • For Patient Falls: Conduct hourly rounding, improve bed alarm systems, and enforce fall risk assessment protocols.
  • For Wrong-Site Surgery: Implement pre-surgical verification checklists and ensure compliance with the Universal Protocol.
  • For HAIs: Strengthen hand hygiene compliance, optimize environmental sanitation, and promote antimicrobial stewardship programs.

Developing a Safety Improvement Plan

1. Goals and Objectives

  • Reduce incident recurrence through targeted interventions.
  • Improve patient outcomes by minimizing safety risks.
  • Enhance staff training and compliance with safety protocols.

2. Implementation Plan

  • Step 1: Establish a multidisciplinary team (nurses, physicians, quality assurance officers).
  • Step 2: Develop an action plan based on RCA findings.
  • Step 3: Conduct training sessions to educate staff on best practices.
  • Step 4: Implement technology-based solutions (automated alerts, surveillance systems).
  • Step 5: Monitor progress and evaluate effectiveness using key performance indicators (KPIs).

Leveraging Organizational Resources

Healthcare facilities have existing resources that can be used to support improvement plans:

  • Quality Improvement Committees to oversee intervention success.
  • Electronic Health Records (EHRs) for tracking errors and trends.
  • Simulation Labs for staff training and competency evaluations.
  • Patient Safety Culture Assessments to identify ongoing areas for improvement.

Conclusion

By conducting a thorough root-cause analysis and implementing evidence-based safety interventions, healthcare organizations can significantly reduce preventable adverse events. A proactive approach to patient safety ensures better health outcomes, enhances staff efficiency, and strengthens the overall quality of care.


 Struggling with where to start this assignment? Follow this guide to tackle your assignment easily!

Step 1: Understand the Assignment Requirements

  • Ensure you use the provided RCA template for structuring your paper.
  • The paper should be 4–6 pages and follow APA formatting.
  • Incorporate at least 3 recent scholarly sources (published within the last five years).

Step 2: Outline Your Paper

Introduction (150-200 words)

  • Introduce the importance of patient safety in healthcare.
  • Define Root-Cause Analysis (RCA) and its role in identifying patient safety risks.
  • Briefly state the safety issue you will analyze and introduce your improvement plan.

Root-Cause Analysis (500-600 words)

  • Describe the selected safety concern (e.g., medication errors, falls, wrong-site surgery).
  • Collect and analyze data related to the event (incident reports, staff interviews).
  • Use RCA tools (Fishbone diagram, “5 Whys” method) to identify the root cause.

Evidence-Based Improvement Strategies (500-600 words)

  • Research best practices and recommend interventions supported by scholarly sources.
  • Provide specific solutions (e.g., BCMA for medication errors, hourly rounding for falls).

Safety Improvement Plan (500-600 words)

  • Outline an actionable plan (team formation, staff training, technology implementation).
  • Set clear goals and performance metrics for measuring success.

Leveraging Organizational Resources (300-400 words)

  • Identify available hospital resources (EHR systems, Quality Committees).
  • Explain how these resources support your safety plan.

Conclusion (150-200 words)

  • Summarize key findings from your analysis.
  • Reinforce the importance of continuous patient safety improvements.

Step 3: Conduct Research and Cite Sources

  • Use scholarly articles, government reports, or official healthcare guidelines.
  • Follow APA citation rules for in-text citations and references.

Step 4: Write, Edit, and Proofread

  • Ensure logical flow and clear section transitions.
  • Check for spelling, grammar, and formatting errors.
  • Verify APA-style compliance before submission.

 

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